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UTAH CODE (Last Updated: January 16, 2015) |
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Title 61. Securities Division - Real Estate Division |
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Chapter 1. Utah Uniform Securities Act |
| § 61-1-2. Investment adviser -- Unlawful acts. |
| § 61-1-3. Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives. |
| § 61-1-4. Licensing and notice filing procedure. |
| § 61-1-5. Postlicensing provisions. |
| § 61-1-6. Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions. |
| § 61-1-6.5. Court-ordered discipline. |
| § 61-1-7. Registration before sale. |
| § 61-1-9. Registration by coordination. |
| § 61-1-10. Registration by qualification. |
| § 61-1-11. Provisions applicable to registration generally. |
| § 61-1-11.1. Hearings for certain exchanges of securities. |
| § 61-1-12. Denial, suspension, and revocation of registration. |
| § 61-1-13. Definitions. |
| § 61-1-14. Exemptions. |
| § 61-1-14.5. Burden of proving exemption. |
| § 61-1-15. Filing of sales literature. |
| § 61-1-15.5. Federal covered securities. |
| § 61-1-16. False statements unlawful. |
| § 61-1-17. No finding by division on merits -- Contrary representation unlawful. |
| § 61-1-18. Division of Securities established -- Director -- Investigators. |
| § 61-1-18.1. Technical experts and specialists -- Employment -- Contracts. |
| § 61-1-18.2. Budget -- Annual report. |
| § 61-1-18.3. Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure. |
| § 61-1-18.4. Fees collected by division. |
| § 61-1-18.5. Securities Commission -- Transition. |
| § 61-1-18.6. Procedures -- Adjudicative proceedings. |
| § 61-1-18.7. Funding of securities investor education, training, and enforcement. |
| § 61-1-19. Investigations authorized. |
| § 61-1-20. Enforcement. |
| § 61-1-21. Penalties for violations. |
| § 61-1-21.1. Limitation of prosecutions. |
| § 61-1-21.5. Legal counsel -- Prosecutions. |
| § 61-1-22. Sales and purchases in violation -- Remedies -- Limitation of actions. |
| § 61-1-23. Review of orders. |
| § 61-1-24. Rules, forms, and orders. |
| § 61-1-25. Record of registrations. |
| § 61-1-26. Scope of the act -- Service of process. |
| § 61-1-27. Construction of chapter. |
| § 61-1-28. Citation of chapter. |
| § 61-1-29. Savings clause. |
| Part 1. Securities Fraud Reporting Program Act |